THE NORMS OF
THOUGHT : ARE THEY SOCIAL ?
Pascal Engel
Université de Paris IV-Sorbonne
UFR de Philosophie-Sociologie
1, rue victor Cousin, 75230 Paris cedex 05 France
Pascal.Engel@paris4.sorbonne.fr
Mind and Society 3, 2001, vol. 2, 129-148
Abstract :
A commonplace in contemporary philosophy
is that mental content has normative properties. A number of writers associate
this view to the idea that the normativity of content is essentially connected
to its social character. I agree with the first thesis, but disagree with the
second. The paper examines three kinds of view according to which the norms of
thought and content are social: Wittgenstein’s rule following considerations,
Davidson’s triangulation argument, and Brandom’s inferential pragmatics, and
criticises each. It is argued that there are objective conceptual norms
constitutive of mental content, but that these are not essentially social.
Key words:
Normativity, norms, mental content,
social character of thought.
It is a sort of commonplace of contemporary philosophy that
mental content has normative properties. Our thoughts and propositional
attitudes are rational or not, they can be evaluated as true or
false, as correct or incorrect,
as justified or unjustified, and they seem to commit us to
other thoughts, or to concepts involved in them. The difficult question is what
kinds of implications we can draw from this observation. There are several
strands in these debates. One is whether these prima facie or apparent
features are genuine or intrinsic properties of thought itself, whether they
display some real essence of mental phenomena
or some constitutive feature of our concepts of them. For those, on the
one hand, who advocate a positive answer to this questions, the normativity of
mental content is a major obstacle to the reduction of thought to natural
properties and to the “naturalisation” of content. For those, on the other
hand, who claim that such normative features are extrinsic or superficial
properties of contents, or of our way of talking about them, this normativity
poses no threat to a naturalistic or to a purely descriptive causal account of
the mind. Another strand is whether such features apply to all sorts of mental
contents, or whether they apply to some only. It is much less clear, for
instance, that sensations, raw feels or qualia exhibit normative
features than it is the case for the contents of propositional attitudes, such
as beliefs and desires. A further strand concerns the nature of the “norms”
involved: talk of “norms” invites the idea that mental contents are subject to
certain “oughts” or to imperatives of some sort. But are all normative concepts
of this deontic kind? Some refer to evaluations or to values, and it is
not the same thing to be subject to an obligation and to be sensitive to a value.
And if we agree to call “norms” both obligations and values, what are the
“norms” which are involved in thought ? Are they epistemic norms, having
to do with our reasons to believe only, or are they in some sense practical
norms, having to do with our reasons to act? And is there an overlap between
the two kinds of reasons and of norms?
I shall not attempt, within the scope this paper, to
examine all of these questions. My aim is more modest and concerns one further
strand in these debates, which is somewhat orthogonal. I shall take for granted
that thoughts and meanings have prima facie normative properties in the
sense alluded to above, and I shall deal only with one of the ideas associated
to this view, that these normative properties are essentially tied to the social
character of thoughts, hence that the norms of thought are social norms. This
view seems very plausible with respect to linguistic meaning (to be able to use
a word is to be able to appraise its applications, to assert a sentence
is to commit oneself to its
truth, for instance), for meanings are public entities, and speech acts are
actions, which like all actions seem to be guided by some principles and norms.
But it is less obviously with respect to thought. A number of philosophers,
however, have held that thoughts cannot be purely internal to
individuals and that they have to be social or external, in the sense
that they depend, not only for their expression but also for their very
individuation, upon the public practices and rules of a community. Several
arguments to this effect have been proposed during the past twenty years, very
often upon the basis of thought experiments (e.g. Burge 1979). I shall,
however, deal only here with three kinds of such arguments, which purport to
show that thought and meanings have essential normative social properties:
Wittgenstein’s so-called “rule-following”
argument, Davidson’s “triangulation” argument, and Brandom’s arguments in Making
it explicit (1994). I shall accept the idea that there are essential
normative properties of thoughts, but I shall reject the view that this
normativity is due to social factors. I shall, therefore, have to say what the
normative properties of thought are, once we grant them and that we deny that
they are essentially social. I shall leave open the question of the
implications of this view for naturalism in general.
1. The scope of
normativity
We are confronted with two main claims: (1) Thought
contents have normative properties (let us call this the “normativity thesis”
for short), and (2) these normative properties are intrinsically social, the
norms of thought are social norms (let us call this the “sociality thesis”).
Before examining various instances of (2), let us try to be clearer about what
(1) involves.
What does it mean to say that thought has normative
properties ? As I said above, this seems to apply primarily to the contents of
propositional attitudes, so let us for the moment leave out the content of
sensations and perceptions and let us concentrate upon beliefs. The normativity
of thought seems to designate certain characteristic and constitutive features
of the contents of beliefs. First there is a dimension of assessment or
of evaluation which goes with the very idea of having beliefs or to
entertain their propositional contents: beliefs are true or false,
and they are justified or unjustified.[1]
This applies also to the constituents of beliefs, the concepts which figure
in them: to have a concept is to be able to apply it correctly,
and to reject incorrect applications of them. Second, there is a
dimension of rationality, which applies not only to individual beliefs
but also to sets of beliefs, and to inferences made on the basis of these, and
leading to other beliefs. In this sense, one often says that a creature has the
beliefs that she ought to have, in so far as she is rational. These
themes are familiar from the writings of the authors (in particular Davidson
and Dennett) who emphasise the interpretative stance that we must take in order
to attribute thought to any being, and
they are clearly associated to the holistic character that much of our
propositional attitudes are said to have: in order to ascribe a belief to a
creature one must ascribe her a number of beliefs, which fit into a coherent or
rational pattern. This constitutive “rational ought” (Brandom 1994, p. 5) is part of what is meant by Sellars’ famous
dictum that to have a thought is to be able to place it into “the space of
reasons” (Sellars 1963, p. 67). But there is a further strand as well: that
these rational constraints have a certain normative authority, or
normative guidance, and that to be subject to these rational norms one
must be able to follow them or to be guided by them. A norm, in the practical
realm, for instance a moral norm, is in general such that a person who is aware
of it considers herself to be able to perform actions which conform to it, and
to be liable to sanctions, or regrets, if she does not conform to it. In other
terms the person must be responsible before these norms. It is much less
clear that rational norms of thought entail such a responsibility or such
obligations. We can agree, presumably, that to believe that P is to believe
that P is true, and that if one sees that P implies Q, one is thereby committed
to the truth of Q, and that such implications go with what it takes to understand
P and Q, and the appropriate notion of inference. But it is less obvious that
someone who takes P to be true, and Q to be inferred from P incurs thereby an obligation
to believe Q, for she might have other reasons not to believe Q. For instance I
may believe that if I go to the cupboard, I shall find cheerios in it,
but if I go to the cupboard, and find there no cheerios but rice
crispies, I shall not feel obliged to believe that there are cheerios
in it (Harman 1986, p. 2). The phenomenon of belief revision often belies the
objective obligations or norms which seem to go with our recognition of the
rational and logical constraints on thought. At most they are in force only ceteris
paribus. The fact, however, that a logical norm is often violated does not
imply that there is no norm, nor that we should not follow certain epistemic
norms which hold in general. For instance it is often said that it is a norm of
rational belief that we should believe on the basis of sufficient evidence, and
to take into account the relevant facts. Such norms are of much higher profile,
because they purport to prescribe what an inquirer must do. In this sense it
less clear that they enter directly the
contents of thought. An important question is whether such epistemic norms are
categorical imperatives, or whether they are only hypothetical. It is an open
question whether a rational subject must always follow some universal norms,
and whether other norms cannot compete with them.
Let us try to summarise these remarks by distinguishing
what we may call, paraphrasing Quine on modality (1953) , three grades, or
levels, of normative involvement. 1) At a first level, we might say that there
is a normative dimension of assessment of thought and thought
constituents, which go with their reference: beliefs are true or false,
concepts have conditions of application, and it is part of what it is to
believe something that belief “aims at truth”, or that belief has a “mind to
world direction of fit” (contrary to desires, which have a “world to mind
direction of fit”). This can be cashed out in terms of particular “oughts”,
which we might formulate in the following, conditional way, respectively for
propositions and concepts :
(i a) If one
believes that P, then one ought to believe that P is true
(i b) If dog
applies to dogs, then one ought not to apply dog to non-dogs
(ia) is a condition on understanding what a belief is, and
the ought in question is constitutive. A subject, for instance, who
would assent to “I believe that P, but not P (or “P is false)” would be in a
paradoxical state (as Moore’s paradox, which takes precisely the form of such
self- ascriptions, shows). He would not understand what the concept of
beliefs implies. Similarly for concepts : a person who does not conform to (ib)
would not possess the concept in question.
2) At a second level, we have a normative dimension of the rationality
of beliefs, and of the inferences
in which they figure, and we might call this a rational ought. This dimension
seems to go with the sense of beliefs, or to the way it appears to a
subject, rather than with its reference: a person ought to believe what it makes
sense, for her or for an ascriber of thoughts to her, to believe, in so far
as she is rational.[2] We can try
to express this too in terms of
particular conditionals of the form :
(ii) If one believes that P, and if P entails Q, then one
ought to believe that Q
This dimension too is constitutive: it goes with what it is
to understand the belief in question. At this level , which one might call the
level of the rational ought comes the idea that a subject has certain
beliefs for certain reasons, and with certain justifications ( and the
inferential links between beliefs are part of these reasons).
3) At a third level, we have the idea that the subject is
able to appraise the reasons for her beliefs, and to take them as exerting a
certain authority on the formation of her beliefs in the long run. This is the
sense, for instance, in which someone could be said to believe only what is
true, or to believe on the basis of appropriate evidence. In this sense the
agent takes herself to be subject to particular epistemic obligations in the
course of her rational inquiry. This sense too can be considered as constitutive,
if the epistemic norms (truth, evidence, rationality) are considered as
universal categorical imperatives. They could be expressed in terms of
conditionals of the form :
(iii) for all P, believe that P only if P is true
(justified)
But it is debatable
whether such norms are universal norms that any thinking subject ought to
follow[3].
So we can restrict their scope, and say only that at this level the subject is
liable to certain epistemic obligations, which might compete with others. Such
obligations will part of what we might call a subject’s epistemic policy.
These three levels of normative involvement give us only a
preliminary map. There are many more questions to ask about them. But I shall
take this rough sketch as sufficient for the purpose of this paper. The question
which now before us is whether these normative features are in some sense
essentially social.
2.
Wittgenstein’s rule following argument
One of the main sources of the
normativity thesis and of the sociality thesis resides in Wittgenstein’s famous
considerations on “following a rule”. But Wittgenstein talks primarily of the
normativity of meaning[4]. In order to get claim that these
constraints apply to thought contents and to concepts, one must apply these
considerations to them. In other words “rule” must be understood as a rule both
for the correct application of the meaning
of an expression and for the correct application of a concept. In order
to get the further claim that these constraints are essentially social, one
must add that the correct uses of expressions and concepts cannot be
established when there is no community of speakers able to appreciate these
uses and able to follow public rules determining these correct applications.
According to Kripke (1981), Wittgenstein first makes the
claim that any application of an expression or of a concept, such as
“plus” or “cat”, is a case of rule following, i.e a case of “going on in the
same way” in the application of this word or of this concept. And he
formulates, according to Kripke, a “sceptical paradox” to the effect that any
continuation of a same series of examples can count as a “going on in the
same way” according to some application of the rule (Wittgenstein 1953,
§ 201). The argument has the following consequence: no interpretation of the
rule can uniquely determine its application. This is what is called the
“sceptical” reading of the argument: there is no rule that the agent is
supposed to follow. Two distinct problems raised by this doubt: a) the problem
of infinity: how can a finite sequence of examples or actions
instantiate one rule rather than an infinite number of rules? b) the
problem of normativity: what determines the correct way of
continuing a finite sequence of examples in such a way that the individual
follows the rule? In each case, the sceptical challenge is that these questions
have to be answered in the negative: a finite sequence cannot determine the
rule, and it is always the case, and there is no correct way of
“going on in the same way”. The basic sceptical argument stops here. But one
can go further, and claim that it applies only within specific conditions: the
conditions under which it is supposed that following a rule is a private
matter, for a single individual, with his own dispositions and mental states.
If one takes this line, the sceptical argument is essentially directed against
the idea of a private rule following, and not against the idea that an
individual belonging to a community, or a community itself, follows rules. In
this respect, as Kripke remarks, it is essentially connected to Wittgenstein’s
private argument against private language.
Kripke presents, on the model of Hume’s “sceptical
solution” to doubts about induction, a sceptical solution: following a rule is
not the property of an individual taken in isolation, but a social practice,
and it is the community which determines which rules an individual is supposed
to follow and which applications of the rules are correct. This is often called
the community view: the very existence of rules, and of the activity of
following them presupposes the existence of a community of individuals. Now if
following a rule is a normative activity, and if meaning and thinking are rule
governed activities, then these rules or norms cannot but social. Individual
dispositions to behaviour, mental episodes or states are not, in this sense,
normative, and they cannot determine any rule. Hence nothing, no natural
property of this kind, which would be independent of social relationships could
fix the sense of our rules. A number of writers, and in particular Pettit
(1993, 1998) hold that this is a condition of possibility of thought per se,
and take this to provide a basic argument in favour of a form of social holism.
According to Pettit, there is a sense of “holism” according to which the very
existence of thoughts and beliefs in an individual depends upon the existence
of beliefs and thoughts of other individuals, and upon the existence of
an individual’s interactions with other agents. This form of minimal holism
has to be distinguished from a holism of the stronger, more familiar, kind,
where the very nature of an individual’s thought is collective in character,
and depends upon some collective spirit or Volksgeist transcendent to
individuals. The former view, minimal or weak holism, does not entail the
latter stronger view, collectivism.
Pettit’s holism is “individualistic”, since it implies that it’s the individual who has beliefs or who masters meanings,
although these beliefs are dependent, not only causally, but also non causally, on social relations, for
instance in the sense in which my having a certain power or status depends not
only upon the existence of others but also on their recognising this power or
status. According to Pettit, Wittgenstein’s argument against private rule
following is a holistic argument in this weaker sense. And it seems to be
sufficient for claiming that meaning and thought, in so far as they instantiate
rules, are necessarily social.
But should we accept the community view and its
exploitation in favour of a form of social holism about thought and meaning? In
the first place, it is not clear that Wittgenstein’s argument is really a
sceptical argument (McGinn 1984; Baker and Hacker 1984). What Wittgenstein
actually says is that following a rule is not based upon an interpretation
of it, since interpreting the rule would imply interpreting its interpretation,
and would thus lead to an infinite regress. Wittgenstein does not deny that we
follow rules, but he is opposing a certain conception of the epistemology of
rule following, mostly the platonic conception according to which we would
follow rules as “rails” and grasp them through some intuitive faculty (McDowell
1984). In this sense he says that one obeys a rule “blindly”. Now, if there are
actual rule followings, and if they are not based on interpretations, what are
they? The answer is: it is a practice. Now what determines the meaning
of this practice? The community view says that practices are social, and that
they are not simply dispositions to act or to think, since dispositions cannot
by themselves fix the correctness or the normative power of rules.
But two objections can be raised against this. In the first
place it is not obvious that dispositions are absolutely useless in helping us
to determine which rules an individual follows. For even if finite dispositions
cannot provide us a solution to the infinity problem, it is quite hard to
imagine that the fact that an individual follows a given rule can have no
effect at all on his actual or potential dispositions. To take up an example of
Blackburn’s (1984), let us suppose that a man who builds a brick wall receives
the order of bringing two bricks at a time, but that a sceptical doubt can be
raised about his following the deviant rule “Bring two bricks at a time until
1000, and 4 bricks after 1000”. If he follows this latter rule, or if he
doesn’t, it is bound to be displayed in his behaviour at some point: for
instance if he is physically unable to carry more than two or three bricks at a
time. In other words, his other dispositions will help fixing the rule,
and what the sceptical argument forgets is that dispositions do not come one by
one, but are interconnected, as are mental capacities. So a certain set of
dispositions might fix the meaning of the rule. In the second place, does the
sceptical “solution” completely dispels the sceptical doubt? No, for it is
perfectly possible to imagine that a whole community follows “deviant”
rules. Who is going to correct it? Another community? The infinity problem can
be raised for communities just as it can be raised for individuals alone
(Blackburn , ibid.) . In this sense, the credentials of the community view
for solving the sceptical problem are dubious.
If we grant that Wittgenstein’s position does not lead us
to scepticism about rules, and that following a rule is a practice, what
prevents us from holding that solitary individuals follow rules? What prevents
us, to take up the well worn example, from envisaging a Robinson Crusoe
following rules? After all, a solitary individual can correct his own actions,
apply to himself sanctions when he does not follow the rule. Of course, in
Wittgenstein’s celebrated phrase, what “will seem to him right will be right”,
and there will be no end limit to his justifications, but a community does not
fare better in this respect, and so there is no proof that rightness or
correctness are better determined by the social than by the individual context[5].
The question to which the Wittgensteinian answer –
following a rule is a practice – does not answer is the question of how a practice fixes a rule, and why this
practice has to be social. One can answer (Esfeld 1999, 3, p. 15) that in the
case of the solitary individual, there can never be any process of negotiation,
and no convergence of individuals upon a rule, in difference from what happens
with the individual. But if sceptical doubts can be raised about the rules
followed by a community which converges upon which rules they actually follow,
there is no reason to suppose that such convergence or negotiation can fix the
rules at the social level.
Such
objections have led Pettit to elaborate (Pettit 1993, p. 179 ff.;
1998), the Wittgensteinian argument in
favour of a sort of “transcendental deduction” of the essentially social
character of thought and meaning. Pettit formulates the conditions of rule
following in dispositional terms, thus rejecting the Kripkensteinian bar upon
the use of such notions. He proposes in fact the following, genetic account of
the formation of rules and thought (Pettit 1998, p. 176-182; see also Esfeld, 1999, 3, p.
10):
1.Being able
to think involves the capacity to use
voluntary signs in representations of how things, as the subject believes, are.
2. In order to represent a property – or other
entity- voluntarily, the thinker must be able to identify that property and
must be able to see it as something that they can try, fallibly, to register.
3. Thus the
capacity to think requires the thinker to have at best a consciously fallible
criterion for determining whether or not the property is present in a given
case.
4. How does a
human thinker register the presence of a property that in their repertoire is
semantically basic, i.e not defined by other properties? They cannot use the
fact that they are disposed to apply the predicate in a given case as a
criterion for the presence of the property; they could not even think of the
property as something that they can try but fail to register.
5. A human
thinker might be able to in principle to use an idealised version of this
predicative disposition in a criterial role, and so there is no argument in
principle against the abstract possibility of the solitary thinker.
6. But in actual fact, the human thinkers are
not solitary in that way; they use a socially shared, predicative disposition
as an identifying criterion.
7. The social
holism thus supported is a deep, not superficial, changeable feature of human
thinkers; it explains how human conversationalists can claim to know – to know
immediately, not to derive – what they each have in mind with the use of
certain words.
Pettit grants that our use of signs for thought is based
upon a “capacity” or a disposition. He also supposes that individuals who share
the same biological equipment share, roughly, the same dispositions. A lone
individual is able to follow rules in idealising his own dispositions or
capacities. But individuals also share dispositions to cooperation, which are
reinforced by sanctions of the community. When these conditions are in place,
rules are followed. Pettit’s view belong to the family of what are called “response
dependent” accounts of norms and rules, where correctness conditions are framed
in terms of biconditionals of the form:
(RD) X is correct iff under suitable conditions C, suitable
subjects S
would take
X to be correct [6]
Not only does such a view actually use the very notion of
disposition in the genealogy of rule following, but it also accepts that
solitary individuals can follow rules. Now as a matter of fact we are not solitary: we engage in rule
following within communities. So there is no necessity, either causal or
a priori, of the existence of the community for the existence of rules[7].
In other terms, Pettit’s “social holistic” view is merely a contingent
thesis, which he takes to be compatible with the collectivist version of
social holism and with a form of individualism, which limits the attribution of
thoughts and meanings to a solitary individual. This is, in my view, a coherent
combination, but it limits seriously the argument which underlies the so-called
community view, for it is not clear that this view is not collectivist. The
transcendental argument according to which thought is possible only within a
community is blocked, since this condition becomes, in Pettit’s hands, only
contingent. So the a priori
character of this argument is lost. Moreover, the way Pettit understands
the emergence of norms form a biological disposition to cooperation does not
prevent us from deriving norms in a biological way, in the style of
contemporary accounts of the emergence of cooperation (Axelrod 1984). Norms can,
in the end, be reduced to idealised dispositions.
3. Davidson’s triangulation argument
A second kind of argument in favour of the social
normativity of thought and meaning is due to Davidson. It has a number of
facets, among which one is his conception of interpretation as based upon ideal
norms of rationality (Davidson 1984). We have already noticed above that this
view is part of what is meant by the claim that thought is subject to a
rational ought. In itself, however, it provides no prima facie ground
for the sociality thesis, but only, as we saw for the normativity thesis. For
the rational requirements on thoughts can be understood as purely general
requirements which are in place whether a creature interacts or not with
others. But Davidson has another argument, also derived from his theory of interpretation, according to which there
cannot be thought, in the sense of objective thought about an external
world, without communication with others, hence without some form of social
interaction. This specific argument is indeed the ground for one form of the
sociality thesis, and it is the one that Davidson has recently developed as a
claim about triangulation (1991). Davidson presents it as a direct
descendent of Wittgenstein’s argument about rules. He supposes that an
individual who applies a word in a given context to an object, for instance
“cow” to cows, must operate within an external environment in which this
individual reacts to stimuli caused by this environment. But what makes it the
case that these stimuli are similar? Similarity is largely a subjective notion,
and by himself, in isolation, an individual has no similarity criterion. But if
he can observe the reactions to stimuli of an other individual, he will be able
to establish that they are similar or different to his:
“We can think
of it as a form of triangulation: each of two people is reacting differentially
to sensory stimuli streaming in from a certain direction. If we project the
incoming lines outward, their intersection is the common cause. If the two
people now note each other’s reactions(in the case of language, verbal
reactions), each can correlate these observed reactions with his or her stimuli
from the world. The common cause can now determine the content of an utterance
and a thought. The triangle which gives content to thought and speech is
complete. But it takes two to triangulate. Two, or, of course, more.” (Davidson
1991,
p. 159-160)
This is the basic condition for the existence of objective
beliefs about the world, and hence for thought itself. Only in these
conditions, says Davidson, can a subject have the notion of error, and hence
that of objectivity. As he says, this triangulation is supposed to apply in
cases of perception, and not only to the cases of linguistic communication. Let
us consider these only, since a counterexample at this level will be sufficient
to show that not all thought is based on communicative interaction . The
problem is that one does not see how an isolated individual, who considers his
own past stimuli, cannot triangulate alone. Nothing prevents him from thinking
about his won responses, and to find them similar to each other (Child 1994: p. 22). In other terms
why should it be easier to compare similar reactions to a stimulus on an interpersonal
instead of an intrapersonal basis? The answer will presumably be that
the subject can only compare these reactions within time, using his memory of past
stimulations. And then, “what will seem to him right will be right”. But why
should the contrast between subjective and objective come from an interaction
with another agent? What prevents two agents to err in common? So we find again
the worries that we raised about the Wittgensteinian version of the community
view. In fact, contrary to Davidson’s claim that only human animals can
“triangulate” because they have the resources of linguistic communication, the
triangulation model has been employed to describe the behaviour of rats in
their navigation through space. These animals are placed in a pool full of an
opaque liquid. There is an immersed platform to which they learn to move. They
cannot see the platform, but they can move towards it, by keeping track of
their relationships to different coordinate points which they can see in the
pool. Once on the platform, the rat registers the visual indices that he can
see. If the distance between one index is larger than the distance from the
platform, the animal swims towards it; if it is smaller, the animal avoids it.
His movement is the result of these calculations (Campbell 1993, p. 78-79). There it seems
there is a grasp of an objective world, even though the vectors given to the
animal are given only from a purely “egocentric” point of view. If a rat can
“triangulate” in this way, why should a human be prevented from doing so? It is
not obvious, then, that the contents of perceptual experiences, which are
thought contents, must depend upon a form of triangulation of kind that
Davidson envisages, that is upon a form of communicative intersubjectivity. If
this is correct, Davidson’s triangulation argument does not give use an a
priori reason to think that thought has to be based upon a normative
guidance coming from interaction with others. At best, his argument gives us
only the contingent version of this claim: as a matter of fact, human thinkers
are able to triangulate through communication, but this not a necessary feature
of thought in itself.[8]
4. Brandom’s inferential-socialist view of thought
Let us now turn to a recent form of the normativity thesis
combined with the sociality thesis, proposed by Brandom (1994). Brandom’s views
are cast on the basis of two main assumptions : (i) that the notion of
propositional content is determined by what kind of inferences can be made on
its basis and from what kind of premises it can be inferred ( this involves
some form of “inferential role semantics” according to which the meaning of an
expression in a language and of a concept in the thought of an individual is
the “inferential” or “conceptual role” that it plays within a set of inferences
involving that expression of concept), and (ii) that the inferential and
assertoric conditions which individuate thoughts and concepts are implicitly
instituted by social practices and depend on the capacity of the individual
involved in these practices to take normative attitudes towards their own
assertoric and inferential performances. The first assumption, that content is
conceptual role, is Brandom’s version of the normativity thesis : for any
content there are some conceptual and inferential relations in accordance with which it is correct to
entertain this content. Such norms – conceptual norms – are constitutive and
correspond at least to our two first grades of constitutive norms above (§1).
The second assumption, that these norms are instituted within practices of
individual in a community, corresponds to Brandom’s version of the sociality
thesis. The individual who makes an inference between certain beliefs , or who
uses a certain concept has to recognise that these inferences or concepts are
correct or incorrect in terms of the proper circumstances of validation of the
inferences or the correctness of applications set by the community to which he
belongs. In other words, the individual has to take an attitude of commitment
, which is a normative attitude, towards the concepts that she uses, the
inference that she makes, and she takes these attitudes as those that others
would themselves take. These practices are conceived by Brandom as games in
which each participant enjoys various “deontic statuses”, and where each
significant move alters the deontic statuses of the participants. And such
deontic statuses exist only insofar as they are mutually attributed to each
other by the participants in the games. Brandom takes our linguistic practice
as a form of what he calls deontic scorekeeping: members of a speech
community are the scorekeepers of each others commitments and entitlements
within what Brandom calls a “normative pragmatics”.
For Brandom the very individuation of a thought, and in
fact the very having of a thought by an individual is dependent upon the kind
of “scorekeeping attitudes” that this individual has towards others and that
others have towards him or her. Thoughts are thoughts, and meanings are
meanings, only because they are ascribed by individual to others, or
interpreted. So Brandom’s position is close to Davidson’s “interpretationist”
view of thought and language, or, as he himself calls it, “phenomenalist”: to
have a thought is to be ascribed a thought by someone, and the very identity of
the thought is relative to this ascription. When one ascribes a thought p to
a person, one ascribes to her the fact of being committed to q, r , etc. , and one recognises her commitment.
In turn, the person herself has the thought only in so far as she recognises
this commitment. Again in other terms, the content of a belief is determined by
the content of the beliefs that the person should have, where the
“should” has to be shared by other interpreters of one’s speech and thought.
This “expressivist” conception of thought implies a form of
social holism (Esfeld 1999, ibid.). An individual can only have
beliefs within the context of her having other beliefs. The inferential context
of a belief is the use of the sentence which expresses it by the whole community.
So it is the whole community who, by its shared commitments fixes the content
of assertions and beliefs. The order of explanation of mental contents adopted
by Brandom is thus the following:
(a)
The content of propositional attitudes is
determined by the inferential
roles that they
have within an individual’s psychology
(b)
these inferential roles are normative (
they are rules, which involve
prescriptions
and commitments)
(c)
the normativity of these roles derive
from the deontic “scorekeeping”
attitudes of the
community; inferential content is social content
(d)
hence the contents of propositional attitudes normative because
they are
intrinsically
social.[9]
Let us agree with (a) and (b), understood as above as
Brandom’s version of the thesis that there are objective conceptual
norms intrinsic to thought contents. The difficulties arise with (b) and (c).
Brandom’s “phenomenalism” about norms implies that there are norms only in so
far as there are deontic statuses, that is commitments and entitlements, which
themselves derive from deontic attitudes that the subjects take. This implies
that there are norms only insofar as there are subjects who take them to
be norms, and who take themselves an others to be entitled to think certain
things. So how can the norms in question be objective ?
This question is important, because, as Brandom says, “it
is precisely the objectivity of conceptual norms, when properly understood,
that least to the requirement that the practices in which such norms are
implicit be social practices.” ( Brandom 1994, p. 54). According to him,
the objective representational dimension of conceptual content “turns out to
depend on the social articulation of the inferential practice of giving and
asking for reasons” (ibid.). Brandom wants conceptual norms neither to
be derived from dispositions to judge that subjects would have under various
circumstances (for this would amount to the kind of dispositionalism about
rules that Wittgenstein criticises), nor to be sorts of platonic entities that
the subjects track. So the objectivity of conceptual norms, and hence of
content, must derive from the social practices of scorekeeping the normative
attitudes that the individual take. But how is the fact that something (within
a social practice) is taken to be correct supposed to make it the case
that it is correct ? There arises the same problem as the one which
arises from the community view with respect to Wittgenstein’s analysis of rule
following. Even if we grant that the members of a community have the capacity
to take various practical deontic attitudes to each other, it is not clear that
the deontic statuses are correct, i.e that what seems (communally) to them
right is right.
At some points, Brandom seems to suggest that some form of
convergence, or of sharing of deontic attitudes will suffice to warrant this
objectivity. He seems to say that in order to understand the deontic statuses
of expressions, we must share the commitments of our fellow speakers: “
Practioners take or treat themselves and others as having various commitments
and entitlements. They keep score on deontic statuses by attributing
those statuses to others and undertaking them themselves.[my italics]
(1994, p. 166), see also .p.175). But if an interpreter, who attributes
a certain belief, for instance, recognises commitments on the part of the
person interpreted, does it follow that he himself must share the commitment?
It is one thing to attribute a certain normative attitude, and it is another
thing to share it. There is a difference between describing something as a
normative practice, as an external observer, and being engaged, oneself, in
that practice, that is sharing these commitments.[10]
But let us suppose that Brandom does not intend such an
excessively strong view of interaction to secure his sociality thesis. It
stills remains to be shown that one cannot be objectively committed or entitled
to something, even when one is not taken to be so committed or entitled by
others. Brandom nevertheless says:
“Every scorekeeping
perspective maintains a distinction in practice between normative status and
(immediate) normative attitude ¾ between what is objectively correct and
what is merely taken to be correct, between what an interlocutor is
actually committed to and what that interlocutor is merely taken to be
committed to. Yet what from the point
of view of a scorekeeper is objectively correct […] can be understood by us […]
entirely in terms of the immediate attitudes, the acknowledgements and
attributions, of the scorekeeper. In
this way the maintenance, from every perspective, of a distinction between
status and attitude is reconciled with the methodological phenomenalism that
insists that all that really needs to be considered is attitudes.” (1994,p.597)
But for that Brandom has to show that the things to which
someone is objectively committed coincide with what he acknowledges to be
committed too, with what others acknowledge him to be committed to, and that
this communal understanding yields objectivity. And as we have just seen, he
does not want this objectivity to derive merely from the fact that a community
agrees, in its dispositions to behaviour or in its practices on certain
regularities. Unlike Pettit, he does not want his correctness conditions to
depend upon certain idealised suitable conditions where subject would take
certain things to be correct (in the form (RD) above §2). So where do the
objective correctness conditions come from? They seem to come from the fact
that a community correctly takes certain things to be correct, where
this correctness is implicit in the community’s practice. Hence instead
of (RD) above, it would seem that Brandom would frame his correctness
conditionals in this form :
(B) X is correct
iff X is correctly taken (by the community) to be correct [11]
But how can such a tautology help? The normative status of
X depends on the correctness of adopting a certain practical stance towards it,
which itself has to be correct. But where does this last correctness come from?
There are only two options: either to say that the correctness could be cashed
out in terms of practices ( for instance sanctions, such as, to use Brandom’s
phrase, “being beaten with a stick”) described in non intentional, possibly
behavioural terms, and them come back to some form of regularism or of ideal
dispositionalism, or to say that the correctness has to be cashed out in terms
of normative attitudes. The first option is, as we saw, unattractive for
Brandom. The second leads to a regress, which in the end he seems to accept:
“There is never
any final answer as to what is correct; everything, including our assessments
of such correctness, it itself a subject for conversation, and further
assessment, challenge, defence and correction. The only answer to the question
of what makes one interpretation better than another is what makes one
conversation better than another. The answer is a matter of our practical norms
of understanding one another here at home”. (Brandom 1994, p.647).
But if Brandom has not solved the problem of objectivity,
he has not solved the problem of sociality either.
5. Normativity without socialism
I have tried to show, on the basis of three versions of the
normativity thesis, why we can resist the claim that the norms of content are
necessarily social norms. But it remains to be seen why these norms are
independent from social interactions and from the requirements of
communication, and why they can hold for an individual subject alone. I have
already indicated, with respect to Wittgenstein on rule following that there
can be no principled objection to the idea that a lone individual could follow
rules, and with respect to Davidson’s triangulation argument, why triangulation
could be had without communication, for an organism endowed with perceptual
capacities. In many ways such claims rest upon the view that the basic
capacities for thought are independent of language and of communication,
insofar as most of the partisans of the sociality thesis tend to claim that
thought cannot be independent from language, which in turn requires
communication. Much of classical analytic philosophy rests upon what we may
call the thesis of the priority of language over thought, and that the
structure of thought is parasitic on the structure of sentences. But much of
contemporary philosophy of mind and cognitive science tends to withdraw this
thesis.[12]
This is a huge issue, with which I cannot hope to deal here. But we can try to
formulate a version of this problem which is relevant to the present issue.
Much of the vocabulary of normativity of thought can be expressed by using the
notion of a reason. The normative features of content that we have
sketched above and examined with respect to the views of Wittgenstein, Davidson
and Brandom, all have to do with the idea that mental content is liable to
reasons: a thought has normative properties because the thinker of this thought
has reasons to entertain it, or justifications to hold it true,
and because the mastery of the concepts involved in it is a rational
capacity. Now the concept of a reason is, normally, the concept of a state
(presumably a psychological state) to which the thinker has access, and which
he or she can articulate. This is, why in general, it is required that a
subject can be conscious of his reasons, and capable of reflecting
upon them. Another connected feature of our ordinary concept of reason is that
a subject who has a reason to do or to believe something should be prepared to
defend his reason before others, i.e to feel responsible for what he does or
believes. These two features of the ordinary concept of reason, associated to
the idea that normativity is coextensive with the “space of reasons” are what
leads us naturally to the idea that reasons must be sharable, hence public, and
that the exercise of our capacity for reason-giving must depend upon our
belonging to a community of thinkers. Indeed they are part of what Brandom
calls our “deontic attitudes” and our “commitments” implicit in our discursive
practices. But if we can extend the concept of a reason both to contents
that are not necessarily the object of conscious attention from a reflective
thinker, and which are not necessarily dependent upon language or upon
communication, and if, moreover we can show that such reason can be objective,
we shall be able to understand why there can be normativity at a primitive
level of thought.
And I want to
suggest that we can. A basic form of content that a creature – even non
linguistic creatures such as animals or infants – can entertain is perceptual
content. Such a content can indeed be
false, or illusionary, but it is the function of perception to be able to
present us certain contents about the external world as correct. Similarly for
memory: it is the role of memory to preserve the contents of past perceived
events. And both these faculties are such that we take them usually at face
value, even though they are fallible. But the discovery of error in perception
or in memory is parasitic on this general confidence or trust in the delivery
of our natural capacities. So there is a sense in which we take what we
perceive and what we remember as correct although we might discover
later that they are not. In an
important series of papers, Tyler Burge (1993, 1996) has argued that we are entitled
to accept as correct or to take as true at face value certain informational
contents which are presented to us.[13]
And he contrast this entitlement to a justification of the given
contents. Justification is a reflective
capacity, which involves reflective reasons, whereby we assess certain
contents on the basis of others, by some form of inference. But there are
entitlements to our basic perceptual beliefs in the absence of justification.
They are, as Burge says, the “epistemic default position”. Perception and
memory are the basic cases, and they are shared by both non linguistic and
linguistic creatures. A more complex case is where a subject acquires the
capacity of reflecting upon his thoughts, or to have second order thoughts.
Typically a second order thought of the form “I believe that P” re-presents
to the subject the content that was presented in the first order thought P.
But whereas the latter can be false (can misrepresent) the former cannot. It
is, in Burge’s words, self-verifying: I can be wrong in P, but I can’t
be wrong in my thinking that I think that P. So we are prima facie entitled,
without justification, to our second order thoughts (Burge 1996). And this this
capacity for second-order thought which is crucial for the connection between
having a belief and being able to recognise it as true, that I have expressed
above in the form of the first-level conceptual norm (ia) (§2). This basic form
of entitlement is what allows us, at later stages, to reflect upon our reasons
and justifications for the belief, at what I have called the second level of normativity. “ If one
lacked entitlement to judgments about one’s attitudes, there would be no norms
of reason governing how one ought check, weight, overturn, confirm reasons or
reasoning.”(Burge 1993, p.101). If I am right, this kind of entitlement is precisely
the kind of “deontic attitude” that Brandom claims to be associated with
belief. But on the view proposed here, it does not depend upon the recognition
of this attitude by others, nor upon a commitment which one would have to
justify within a discursive practice.
Of course the immediate reply that such remarks will prompt
is that it is not clear that such an entitled capacity of second-order thought
is not dependent upon language, and indeed Davidson would claim that it depends
upon the capacity of triangulation, hence of communicating one’s beliefs to
others and checking them. But I have also argued above that it is not clear
that such a capacity cannot be had by a solitary thinker, and that in the case
of some primitive perceptual contents in animals (in particular with respect to
spatial perception) there can be assessments of contents as correct. If I am
right, then, there are a range of normative relations between contents which
occur at a relatively basic stage, from the level of perception onwards to the
level of belief formation and judgement, and which are objective without
requiring social communication.
A confusion between this basic form of normativity,
entitlement, and a later stage of normativity, having to do with justification
and reasons, is what is apt to induce scepticism about the idea that the
contents of thoughts are normative. This is because, as we noted above, the
most usual notion of normativity, according to which a norm is a rule that a
subject recognises, that he can accept, reject, or violate. In that sense
“norm” means “reason”, to act, or to believe. These norms are such that a
subject is free to choose them of not, to accept them or not, and for which he
can be sanctioned by others. But there is, a further sense of norm. There are conceptual norms,
pertaining to concepts and beliefs[14].
In the case of concepts, these “norms” are the kind of “normative liaisons”
which Peacocke (1992) calls “the possession conditions” of concepts. They are
not such that one is free to choose them, to
acknowledge them or not, or to be sanctioned. Actually they are such
that a subject cannot violate them. If he did, he would not have concepts,
beliefs, or judgments. Such conceptual norms do not depend upon social
recognition. A subject can have no appropriate conscious reasons to justify
them, and in this sense they may not belong to the scope of his individual
intentional psychology. These norms can be called cognitive or epistemic norms. They belong to such epistemic notions
as belief, concept, judgement, but they are not normative in the sense that
they would be socially appraised, or would depend upon social interactions. In
this sense they belong to an individual’s psychology. If one wants to
use the Sellarsian notion of the “space of reasons”, the point is that this
space is not a social space. As Peacocke says about the concept of knowledge:
“Social
elements are not fundamental in an
account of the point and importance of knowledge. Knowledge as something which
involves a relation of the sort I have outlined to judgments which are both
rational and successful is something which is already of value and of
importance to us. The value can be elucidated, and indeed exists for the
individual thinker considered in isolation, wihtout mentioning the importance
for us of saying that someone else knows something.” (Peacocke 1999,p. 36)
The confusion between these two concepts of norms, the
“social” and the “constitutive” is responsible for the fact that norms are
usually taken only in the first sense of rules intentionally followed, and upon
the model of practical norms, which have consequences for action. Indeed a large number of norms are of this
type, and language conventions are thought along these lines. But with respect
with what I have called conceptual or cognitive norms, these characteristics
are not in order. It is not a matter of choice for me, when I have belief, that
it aims at truth, when I make an inference, that my beliefs be implied by
others. Of course, I can choose certain epistemic norms, just as I can take
certain moral norms. But these are second-order norms, about the more
fundamental ones, such as those governing beliefs.
If this is correct, there are, as the normativity thesis
says, certain norms which are intrinsic to thought. But, contrary to what the
“socialist” or “ communitarian” versions of Wittgenstein’s arguments that I
have examined here imply, these norms are not intrinsically social. Such a conception, however, is not
incompatible with Pettit’s conception, for there is no reason why our
constitutive norms for thought and concept would not have their origin in
natural dispositions to act, which could, under specified conditions become
social, and which would, as a matter of contingent fact, depend upon our social
interactions.
Although I cannot develop it here, this view has important
consequences for current debates about the sociology of knowledge. A number of
sociologists of knowledge hold that knowledge is essentially a social notion,
and that the normative implications of
knowledge, about how it is justified, what kinds of reasons we have for it,
etc. are inherently social, and many writers had drawn the consequence that
knowledge is a relative, non objective, concept, because it is governed by
context-relative social norms. But if one grants the existence of non-relative,
non contextual, and indeed non-social normative implications in the concept of
knowledge and for epistemic concepts in general, then these relativistic views
are wrong. This does not mean that we cannot give social accounts of knowledge
and thought, of the social ways in which knowledge comes to be acquired,
evaluated and transmitted. But if the view proposed here is correct, any such
account must presuppose that there is an objective, conceptual, core of the
notions of knowledge and belief, which cannot be reduced to social
regularities. This is quite compatible with the fact that knowledge is formed in
a social setting. Indeed, if we want to have a social view of knowledge, we’d
better take into account what is not social in it. *
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Acknowledgments. A different version of this paper has been read at the conference “Rationality and social norms” at the University of Paris IV in september 1999. I thank for their encouragement Ricardo Viale and Pierre Demeulenaere. The present version has been read at the Departement of Philosophy, University College Dublin, in June 2000. I thank for their remarks on this occasion James Levine, John O’Shea and Dermot Moran. I want also to thank warmly an anonymous referee for this paper, whose careful reading and comments have made to improve my formulations.
[1] It is not obvious, though, that truth and falsity are normative properties per se. But they are normative properties is so far as a subject who assesses her beliefs assesses them as true or false. The constraint is sometimes expressed by saying that a subject who believes that P, but discovers that P is false, is rationally bound to abandon her belief. For more on this see Engel 2001.
[2] I distinguish the level of reference and the level of sense for normative constraints in the way Peacocke (1992) does it for concept possession.
[3] This has to be distinguished from : For all P, if P is true you ought to believe that P, which makes no sense (for no one is obliged to believe anything true, including trivialities). For more on this, see Engel 2001.
[4] For a clear expression of this idea, see for instance Wright 1993 : 24
[5] Wright 1986 makes a charge against the “contractual model” upon which the community view is based: the idea than once a sort of contract has been sttled between us an our community, the meaning of the rule takes care of itself. He opposes the “investigation independence” involved in such a view.
[6] For an excellent analysis of these response depend accounts in the recent literature and of a comparison with Pettit’s view, cf. Jussi Haukioja 2000.
[7] Contrast here with Esfeld 1999, who holds that it is a matter of necessity
[8] In Engel 1999, I argue that Davidson should make room for conceptual norms of the form described in § 1 above.
[9] This reasoning is expressed, for instance, by Brandom 1994, p. 624 : “Only we discursive (that is concept mongering) creatures can take ourselves and others to be bound by the norms that are our concepts.
This is the idea that is followed out in the deontic scorekeeping pragmatics presented here. The idiom in which the account of discursive commitment is expressed is normative throughout. Propositional contents are understood in terms of their explanatory role in specifying proprieties of claiming, judging, and inferring – in general in terms of the roles they play in the game of giving and asking for reasons. what it is for something to state of express a fact is explained in normative terms, and what it is for something to be stated or expressed is explained in turn by appeal to that practice.”
[10] See also Gibbard 1996.
[11] The remark is made by Gideon Rosen 1997, p. 167.
[12] See in particular Dummett 1993, and for a criticism of his views, Peacocke 1986 ch. 8, Peacocke 1997.
[13] See also Peacocke 1996, 1999 ch. 1, for elaborations upon the same theme.
[14] I am aware that the use of the notion of “norm” to designate these conceptual norms is a bit strained. They might be called standards, for they do not involve any form of intentional agency. Actually the subject does not have to be aware that he follows these standards, since hey are constitutive of the use of the mental contents. But the thesis of this paper it is an important feature of normativity. see also Engel 2000, 2001.
* I take it to be one of the lessons of Raymond Boudon (1993) , who emphasises the “trans-subjective” character of our reasons to know (and to act).